CFTC Rule 23.202
Requires swap dealers and major participants to keep daily trading records of all swaps executed. The records must include all information needed to comprehensively and accurately reconstruct the trade for each swap.
Overview
Latest News
Further Reading
Latest News
More on CFTC
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CFTC ends gag rule
The change comes a few weeks after the SEC ended its own “no-deny” policy.
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GRIP Extra: SCOTUS affirms SEC disgorgement power, EU unveils tech sovereignty package
Our in-brief roundup of notable stories from the last week.
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Second prediction market insider trading case targets Google employee
A Google software engineer allegedly used confidential search data to make around $1.2m on “near-perfect” search term predictions.
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GRIP Extra: Bank of Canada issues stability report, CFTC clears way for perpetual contracts
Our in-brief roundup of notable stories from the last week.
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SEC and CFTC propose major Form PF relief for private fund advisers
Firms, however, must maintain strict adherence to existing requirements until these changes are officially adopted.
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GRIP Extra: FDIC proposes stablecoin AML/CFT rules, MiCA undergoes first review
Our in-brief roundup of notable stories from the last week.
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CFTC issues new enforcement cooperation policy
The advisory gives market participants even more opportunity for full enforcement declinations.
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SEC ends gag rule
For more than 50 years, the rule prohibited settling defendants from publicly denying the SEC’s claims.
Further Reading
